Providing Efficient Solutions

For Raising Capital in Australia and the UK

Carmichael Corporate is a wholly owned subsidiary of DJ Carmichael Pty Limited and provides boutique Corporate Finance & Investment Banking advisory services, solutions and ideas to predominantly Western Australian companies.


The unique partnership between WHI and DJC

Investor Education 101: Sophisticated, Experienced or Professional investors - 708 what?!

Under Section 708 of the Corporations Act, offers of shares to the public conducted without the issue of a disclosure document under Part 6D of the Corporations Act 2001 ("Corporations Act"), can only be made on the basis that recipients are "sophisticated, experienced or professional investors"
Section 708(8)(c) states:
An offer of a body's securities does not need disclosure to investors under this Part IF:
a)It appears from a certificate given by a qualified accountant no more than two years before the offer is made that the person to whom the offer is made.
(i) has net assets of at least the amount specified in regulations made for the purposes of this subparagraph ($2.5 million is specified); or
(ii) has a gross income for each of the last 2 financial years of at least the amount specified in regulations made for the purposes of this subparagraph a year ($250,000 is specified).

more 708 info

Carmichael Corporate Profile

Carmichael Corporate executives have been actively raising capital in Australia, North America and the UK for the past 15 years. During this time, we have established strong retail and institutional channels for raising capital for clients in the international healthcare, technology and resource sectors.

Our retail desk in Perth has substantial fund raising capacity that includes a team of dealers who control substantial funds under management. In addition, we are increasingly using the desk of WH Ireland to distribute Australian product.

Whilst we have a solid capital raising base in house, we have established close relations with a number of London, Canadian and Australian based stockbrokers who provide additional capital raising "grunt" and have been supportive of past Carmichael Corporate capital raisings.

A core part of our business is also the access to and strong ties that we have with a number of high net worth investors in Melbourne, Sydney, Perth and in the UK. These investors are always willing to consider investment opportunities such that possess strong management and a great business concept with global potential.

Carmichael Corporate Services

With an enviable record of experience in the capital markets, and strong Institutional contacts both in Australia and throughout Europe and the UK, our experienced corporate advisory professionals specialise in:-

  • Public and private capital raising services
  • Takeovers, Mergers and acquisition advisory
  • Debt and project financing advisory services across all industry sectors
  • Board and strategic advice
  • NOMAD access and advisory support on London's AIM market through WH Ireland
  • Research reports and analysis of company values and projects
  • Institutional and retail stockbroking services through DJ Carmichael Pty Limited


Carmichael Corporate Process

We work with our clients at all stages of their growth profile - from a basic business plan concept through to an eventual exit. We do this through:

  • An integrated and experienced service offering across Perth and London to ensure best practice & delivery of solutions.
  • Competitive and innovative fee structures incorporating corporate advisory, fund raising and research roles.
  • Experienced research analysts to interpret projects and prepare research reports to support client companies.
  • Extensive project management experience to take the burden away from Management and allowing management to focus on day-to-day running of your business.
  • Exposure to our extensive investor contact base in the UK, Europe and Australia for fund raising for various stages of fund raising.
  • An approach to capital raising where we are happy to partner with other providers of funds to ensure that a successful outcome is achieved on the engagement for our client.
  • Access to our extensive service provider contact base including legal, technical and accounting where required.
  • Competitive and innovative fee structures incorporating corporate advisory, fund raising and research roles.


Carmichael Corporate Key Strengths

We work with our clients at all stages of their growth profile - from a basic business plan concept through to an eventual exit. We do this through:

  • A dedicated corporate finance and advisory team of more than 15 individuals based in the UK and Perth. In Australia, this team operates under the Carmichael Corporate name.
  • Strong Institutional contacts both in Australia and throughout Europe and the UK through Carmichael Corporate and seven institutional dealers.
  • Quality in-house Australian and UK research.
  • One of the largest stockbroking teams in Western Australia, with over 40 dealers.
  • Over $500 million in funds under management by the Advisory and Wealth Management Divisions.
  • Institutional broking in both Australia and the UK.


Carmichael Corporate Fee Structures

Our fee structures will vary on each engagement depending upon the nature of the work required and the quality of the information available from our clients. Fees are normal commercial rates and agreed prior to the commencement of work

Mark Ceglinski Manager Corporate

Mark Ceglinski

more about Mark

Nigel Smith Corporate Adviser

Nigel Smith
Associate Director
more about Nigel

John Polinell Manager Corporate

John Polinell
Manager
more about John

Full Service Stockbroking

Full service means access to all international markets, our highly specialised research team and personalised serviced from administration team

Corporate Finance & Advice

With a long track record of bringing emerging companies to market, Carmichael Corporate delivers quality IPO and placement stock to our clients, with a track record second to none.

Wealth Management

The Strategic Asset Management service enables your Investment Adviser to work closely with you whilst managing your investment portfolio.

International Markets Trading

DJC have strong international broking connections. Primarily these are through one of our major shareholders in WH Ireland Plc.